-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SwoMLq0R8/Ke2GJVK0B+pWhz+B8uKD+CmjCZVeg/43kDovB2PGJ1WCzCtyWo7LMH EVBeBLlgM5iP9L146AUanQ== 0000950134-09-007708.txt : 20090417 0000950134-09-007708.hdr.sgml : 20090417 20090416193757 ACCESSION NUMBER: 0000950134-09-007708 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090417 DATE AS OF CHANGE: 20090416 GROUP MEMBERS: DOUGLAS FAMILY TRUST GROUP MEMBERS: JAMES DOUGLAS & JEAN DOUGLAS IRREVOCABLE DESCENDANTS' TRUST GROUP MEMBERS: JAMES E. DOUGLAS, III GROUP MEMBERS: K&M DOUGLAS TRUST GROUP MEMBERS: MICHELLE DOUGLAS FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS KEVIN CENTRAL INDEX KEY: 0001132859 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 4040 CIVIC CENTER DRIVE CITY: SAN RAFAEL STATE: CA ZIP: 94903 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: R H DONNELLEY CORP CENTRAL INDEX KEY: 0000030419 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 132740040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-12472 FILM NUMBER: 09754790 BUSINESS ADDRESS: STREET 1: 1001 WINSTEAD DRIVE CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 9198046000 MAIL ADDRESS: STREET 1: 1001 WINSTEAD DRIVE CITY: CARY STATE: NC ZIP: 27513 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET COMPANIES INC DATE OF NAME CHANGE: 19790429 SC 13G/A 1 f52175sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
Amendment No 2*
R.H. Donnelley Corporation
 
(Name of Issuer)
Common Stock
 
(Title of Class of Securities)
74955W307
 
(CUSIP Number of Class of Securities)
Jim Black
Orrick, Herrington & Sutcliffe LLP
405 Howard Street
San Francisco, CA 94105
(415) 773-5840
 
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
April 13, 2009
 
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
(Continued on following pages)
     * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
     The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 


 

SCHEDULE 13G/A
                     
CUSIP No.
 
74955W307 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
Kevin Douglas
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   4,956,429 (1)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    6,881,825 (1)(2)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  6,881,825 (1)(2)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  10.0 %(3)
     
12   TYPE OF REPORTING PERSON
   
  IN
(1) Kevin Douglas and his wife, Michelle Douglas, hold 2,997,031 shares jointly as the beneficiaries and co -trustees of the K&M Douglas Trust. In addition, Kevin Douglas and Michelle Douglas are co - trustees of the James Douglas and Jean Douglas Irrevocable Descendants’ Trust, which holds 1,979,398 shares.
(2) Kevin Douglas has dispositive power with respect to 714,113 shares held by James E. Douglas, III and 1,211,238 shares held by the Douglas Family Trust.
(3) Based on 68,787,826 shares of the Issuer’s common stock outstanding as of March 1, 2009, as provided in the Issuer’s Form 10-K for the fiscal year ended December 31, 2008.

Page 2 of 12


 

SCHEDULE 13G/A
                     
CUSIP No.
 
74955W307 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
Michelle Douglas
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   4,956,429 (1)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    4,956,429 (1)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  4,956,429 (1)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  7.2%(2)
     
12   TYPE OF REPORTING PERSON
   
  IN
(1) Michelle Douglas and her husband, Kevin Douglas, hold 2,977,031 shares jointly as the beneficiaries and co–trustees of the K&M Douglas Trust. In addition, Kevin Douglas and Michelle Douglas are co-trustees of the James Douglas and Jean Douglas Irrevocable Descendants’ Trust, which holds 1,979,398 shares.
(2) Based on 68,787,826 shares of the Issuer’s common stock outstanding as of March 1, 2009, as provided in the Issuer’s Form 10-K for the fiscal year ended December 31, 2008.

Page 3 of 12


 

SCHEDULE 13G/A
                     
CUSIP No.
 
74955W307 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
James E. Douglas, III
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   714,113
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    714,113 (1)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  714,113 (1)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.1%(2)
     
12   TYPE OF REPORTING PERSON
   
  IN
(1) Kevin Douglas shares dispositive power with respect to 714,113 shares held by James E. Douglas, III.
(2) Based on 68,787,826 shares of the Issuer’s common stock outstanding as of March 1, 2009, as provided in the Issuer’s Form 10-K for the fiscal year ended December 31, 2008.

Page 4 of 12


 

SCHEDULE 13G/A
                     
CUSIP No.
 
74955W307 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
K&M Douglas Trust (1)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,977,031 (2)
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    2,977,031 (2)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,977,031 (2)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  4.3%(3)
     
12   TYPE OF REPORTING PERSON
   
  OO
(1) Kevin Douglas and Michelle Douglas, husband and wife, are beneficiaries and co-trustees.
(2) Kevin Douglas and his wife, Michelle Douglas, hold 2,977,031 shares jointly as the beneficiaries and co-trustees of the K&M Douglas Trust.
(3) Based on 68,787,826 shares of the Issuer’s common stock outstanding as of March 1, 2009, as provided in the Issuer’s Form 10-K for the fiscal year ended Deceber 31, 2008.

Page 5 of 12


 

SCHEDULE 13G/A
                     
CUSIP No.
 
74955W307 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
Douglas Family Trust (1)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,211,283
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,211,283 (2)
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,211,283 (2)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  1.8%(3)
     
12   TYPE OF REPORTING PERSON
   
  OO
(1) James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are co trustees.
(2) Kevin Douglas has dispositive power with respect to 1,211,283 shares held by the Douglas Family Trust.
(3) Based on 68,787,826 shares of the Issuer’s common stock outstanding as of March 1, 2009, as provided in the Issuer’s Form 10-K for the fiscal year ended December 31, 2008.

Page 6 of 12


 

SCHEDULE 13G/A
                     
CUSIP No.
 
74955W307 
 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
James Douglas and Jean Douglas Irrevocable Descendants’ Trust (1)
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  California
       
  5   SOLE VOTING POWER
     
NUMBER OF   1,974,398
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   1,974,398
       
WITH 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,974,398
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  2.9%(2)
     
12   TYPE OF REPORTING PERSON
   
  OO
(1) Kevin Douglas and Michelle Douglas, husband and wife, are co trustees.
(2) Based on 68,787,826 shares of the Issuer’s common stock outstanding as of March 1, 2009, as provided in the Issuer’s Form 10-K for the fiscal year ended December 31, 2008.

Page 7 of 12


 

Item 1.
  (a)   Name of Issuer:
R.H. Donnelley Corporation
 
  (b)   Address of Issuer’s Principal Executive Offices:
1001 Winstead Drive
Cary, North Carolina
27513
Item 2.
  (1)(a)   NAME OF PERSONS FILING:
Kevin Douglas
Michelle Douglas
James E. Douglas, III
 
  (b)   ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
125 E. Sir Francis Drake Blvd., Ste 400
Larkspur, CA 94939
 
  (c)   CITIZENSHIP:
United States
 
  (d)   TITLE OF CLASS OF SECURITIES:
Common Stock, par value $1 per share
 
  (e)   CUSIP NUMBER:
74955W307
 
  (2)(a)   NAME OF PERSONS FILING:
K&M Douglas Trust
Douglas Family Trust
James Douglas and Jean Douglas Irrevocable Descendants’ Trust
 
  (b)   ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
125 E. Sir Francis Drake Blvd., Ste 400
Larkspur, CA 94939
 
  (c)   CITIZENSHIP:
California
 
  (d)   TITLE OF CLASS OF SECURITIES:
Common Stock, par value $1 per share
 
  (e)   CUSIP NUMBER:
74955W307

Page 8 of 12


 

Item 3. If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
             
 
  (a)   o   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
           
 
  (b)   o   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
           
 
  (c)   o   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
           
 
  (d)   o   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)
 
           
 
  (e)   o   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
           
 
  (f)   o   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
           
 
  (g)   o   A parent holding company or control person in accordance with §240.13d-1(b) (1)(ii)(G);
 
           
 
  (h)   o   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
           
 
  (i)   o   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
           
 
  (j)   o   Group, in accordance with §240.13d-1(b)(1)(ii)(J)
    Not Applicable.

Page 9 of 12


 

Item 4.   Ownership
          Reference is made as to each of the Reporting Persons hereunder to Rows 5-9 and 11 of each of the cover pages of this Schedule 13G/A and associated footnotes, which are incorporated by reference herein.
          Each of the Reporting Persons hereunder may be deemed a member of a “group” within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934 (the “Exchange Act”), or Rule 13d-5 promulgated under the Exchange Act with one or more of the other Reporting Persons hereunder. Although the Reporting Persons are reporting such securities as if they were members of a “group,” the filing of this Schedule 13G/A shall not be construed as an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
Item 5.   Ownership of Five Percent or Less of a Class
          If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: o
Item 6.   Ownership of More Than Five Percent on Behalf of Another Person
          Not applicable.
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
          Not applicable.
Item 8.   Identification and Classification of Members of the Group
          See Item 4 of this Schedule 13G/A and the Joint Filing Agreement attached hereto as Exhibit A.
Item 9.   Notice of Dissolution of Group
          Not applicable.
Item 10.   Certification
          By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Page 10 of 12


 

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
             
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
    Kevin Douglas    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
    Michelle Douglas    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
    James E. Douglas, III    
 
           
    DOUGLAS FAMILY TRUST    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
  Name: James E. Douglas, Jr.    
 
  Title: Trustee    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
  Name: Jean A. Douglas    
 
  Title: Trustee    
 
           
    K&M DOUGLAS TRUST    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
  Name: Kevin Douglas    
 
  Title: Trustee  
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
  Name: Michelle Douglas    
 
  Title: Trustee    
 
           
    JAMES DOUGLAS AND JEAN DOUGLAS IRREVOCABLE DESCENDANTS’ TRUST    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
  Name: Kevin Douglas    
 
  Title: Trustee    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
  Name: Michelle Douglas    
 
  Title: Trustee    

 


 

EXHIBIT A
JOINT FILING AGREEMENT
This Joint Filing Agreement (this “Agreement”) hereby confirms the agreement by and among all of the undersigned that the Schedule 13G/A to which this Agreement is attached as Exhibit A with respect to the beneficial ownership of the undersigned of shares Common Stock of R.H. Donnelley Corporation is being filed on behalf of each of the undersigned. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
             
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
    Kevin Douglas    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
    Michelle Douglas    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
    James E. Douglas, III    
 
           
    DOUGLAS FAMILY TRUST    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
  Name: James E. Douglas, Jr.    
 
  Title: Trustee      
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
  Name: Jean A. Douglas    
 
  Title: Trustee    
 
           
    K&M DOUGLAS TRUST    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
  Name: Kevin Douglas    
 
  Title: Trustee    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
  Name: Michelle Douglas    
 
  Title:Trustee    
 
           
    JAMES DOUGLAS AND JEAN DOUGLAS IRREVOCABLE DESCENDANTS’ TRUST    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
  Name: Kevin Douglas    
 
  Title: Trustee    
 
           
     Date: April 16, 2009
  By:   /s/ Eileen Davis-Wheatman, as Attorney-in-Fact    
 
  Name: Michelle Douglas    
 
  Title: Trustee    

 

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